2 suburban NY officials charged in securities fraud case
RAMAPO, N.Y. – A suburban New York town supervisor and the former head of a local development corporation were charged with securities fraud April 14 in connection with the financing […]
S&P settles with SEC, 2 states over misconduct charges
NEW YORK — Standard & Poor’s agreed on Wednesday to pay the U.S. government and two states more than $77 million to settle charges tied to its ratings of mortgage-backed […]
Rules on bank risk in mortgage bonds being adopted
WASHINGTON — Federal regulators are proceeding with new rules that ease guidelines for banks selling mortgage securities and could mean fewer borrowers will need to make hefty down payments. The […]
SEC adopts rules on loan-backed securities
WASHINGTON — Financial firms that sell securities backed by loans, like the kind that fueled the 2008 financial crisis, will have to give investors details on borrowers’ credit records and […]
SEC hosts investor outreach program
CHARLOTTE — The federal Securities and Exchange Commission will hold an investor outreach program from 2-4 p.m. Thursday in Room 901 of the UNC Charlotte Center City Campus, 320 E. […]
SEC rejects NY fund’s request for bank disclosures
ALBANY, N.Y. — The Securities and Exchange Commission has rejected a request from New York’s comptroller to advance shareholder resolutions that would ask two major banks to disclose which employees […]
Dismissal of Duke-Crescent lawsuit ends one chapter of Charlotte’s economic history
A murky, internecine lawsuit over $1.2 billion involving two formerly synonymous giants of economic development in Charlotte has ended in what appears to be an equally shadowy draw. But the […]
Berkshire Hathaway owns 31 pct of wallboard maker
OMAHA, Neb. — Warren Buffett’s company now owns nearly 31 percent of the world’s largest manufacturer of wallboard, USG Corp. Berkshire Hathaway Inc. filed an update with the Securities and […]
A capital idea: SEC changes may make it easier to crowdfund real estate
Crowdfunding has been used to finance independent films, support aspiring novelists and musicians and launch small businesses. Now new rules under review by the Securities and Exchange Commission may shake […]
BofA CEO 2010 pay package worth $1.25M
NEW YORK — Brian Moynihan, the CEO of Bank of America Corp., received compensation valued at $1.25 million in 2010, according to an Associated Press analysis of regulatory filings. Moynihan […]
Beazer Homes CEO to pay back $6.5M as settlement in fraud case
The CEO of Beazer Homes will pay $6.5 million to reimburse the company for bonuses and stock profits he received while the company was committing accounting fraud, the Securities and Exchange Commission […]
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- JLL strengthens Charlotte capabilities with top Agency Leasing team hire from Foundry Commercial
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- Tony Lathrop Strengthens Parker Poe’s Infrastructure, Transportation & Public Policy Services
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- Thomas & Hutton Announces Kaylee Neal’s Professional Engineer Licensure In North Carolina
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